Welcome to the world of RegComply
Your partner for Intelligent Automated Regulatory Solutions
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01 You are?
Welcome to the world of RegComply
Your partner for IntelligentAutomated Regulatory Solutions
Tell us who you are — RegComply routes you to exactly what you need.
Pick who you are on the left
Choose a planet and watch RegComply route you to the solutions that fit you.
Welcome to the world of RegComply
Your partner for IntelligentAutomated Regulatory Solutions
Tell us who you are — RegComply routes you to exactly what you need.
Pick who you are on the left
Choose a planet and watch RegComply route you to the solutions that fit you.
Reporting and surveillance, handled by one partner.
From EMIR Refit to market abuse monitoring, we cover the regimes you report under — in the EU and the UK.
Transaction Reporting
EMIR (European Markets Infrastructure Regulation) mandates financial institutions to report all derivatives contracts, such as OTC derivatives and exchange-traded derivatives (ETDs), to Trade Repositories (“TRs”).
Learn moreMiFIR (Markets in Financial Instruments Regulation) is a reporting obligation that, alongside MiFID II (the second Markets in Financial Instruments Directive), has applied directly to EU member states since 3rd January 2018.
Learn moreSFTR stands for Securities Financing Transactions Regulation. It is a United Kingdom and European Union (EU) financial sector regulation that aims to increase the transparency of securities financing transactions (SFTs) in order to mitigate potential risks to financial stability.
Learn moreAn APA is an organization authorized to publish trade reports on behalf of investment firms according to Article 4(1)(52) MiFID II. In finance, people usually use APA to refer to the data they provide, and not only the organization which provides the data.
Learn moreRegulatory Surveillance
Transaction monitoring in AML is meant to detect suspicious activities. It enables financial institutions to detect unusual or suspicious activities that could indicate money laundering, terrorist financing or other financial crimes.
Learn moreOur partner’s KYC/AML solution performs all KYC/AML checks instantly and automatically via numerous data sources, and keeps monitoring the client throughout their lifecycle.
Learn moreMarket abuse is a deliberate attempt to interfere with the pricing of a share or the operation of a market in which such a share is traded.
Learn moreOur Best Execution Monitoring service helps investment firms achieve extensive control and transparency over their order execution practices.
Learn moreWe deliver what we promise — with passion.
We are a team of specialists in regulatory reporting since the early days of the reporting obligations back in 2014. Recognized by our customers, the market, National Competent Authorities and auditors as a highly reliable one-stop-shop provider.
We combine technology with compliance expertise to ensure seamless and accurate reporting — with the highest satisfaction and the best value proposition.
Reliability
Accurate, on-time submissions you never have to chase.
Competence
Specialists who have followed every regime since day one.
Dedication
A team that treats your compliance as its own.
Value added
One provider for reporting and surveillance, at the best value.
Make sure you are ready for EMIR Refit.
The new reporting standard changes fields, formats and validations. We make the transition seamless for your firm.
Switch to a new Trade Repository — without missing a report.
We ensure CME and Abide clients keep reporting without interruption, with a seamless migration to our new Trade Repository and ARMs.
As a partner of Abide since the early days, we know the environment and its reporting format perfectly. We can take over your current reporting within a few days and keep your migration to the new TR on track.
Continuity of reporting
Keep working in a familiar environment, without worry.
Guaranteed transition
Move to the new TR at the most attractive conditions.
Free onboarding
We set everything up for you at no extra cost.
Pricing warranty
Clear, guaranteed pricing with no surprises.
Book your demo today.
See how RegComply takes reporting off your plate — and get more information about our services.