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RegComply
RegComply
RegComply – Your Partner for Regulatory Reporting

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RegComply assists clients in their trade and transaction reporting in a manner that is accurate and cost-effective. You Partner for Regulatory Reporting and Surveillance C RegComply
Our Solutions

Transaction Reporting

EMIR EU / UK (Refit)

EMIR (European Markets Infrastructure Regulation) mandates financial institutions reporting of all derivatives contracts such OTC derivatives and exchange traded derivatives (ETDs) to Trade Repositories (“TRs”).

MIFIR EU / UK

second Markets in Financial Instruments Directive). Mifir (Markets in Financial Instruments Regulation) is reporting obligation a regulation that applies directly to EU member states since the 3rd January 2018

SFTR EU / UK

SFTR stands for Securities Financing Transactions Regulation. It is a United Kingdom and European Union (EU) financial sector regulation that aims to increase the transparency of securities financing transactions (SFTs) in order to mitigate potential risks to financial stability.

APA

An APA is an organization authorized to publish trade reports on behalf of investment firms according to Article (4) (1) (52) MiFID II. In finance, people usually use APA to refer to the data they provide, and not only the organization which provides the data.
Our Solutions

Regulatory Surveillance

AML Transaction Monitoring

Transaction monitoring in AML is meant to detect suspicious activities: Transaction monitoring enables financial institutions to detect unusual or suspicious activities that could indicate money laundering, terrorist financing or other financial crimes.

KYC - PEPS

Our Partner’s KYC/AML Solution that Performs All KYC/AML Checks Instantly and Automatically Via Numerous Data-sources and Keeps Monitoring Client Throughout Lifecycle

Market Abuse

A Market Abuse is a deliberate attempt to interfere with the pricing of a share or operation of a market in which such a share is traded.

Best Execution Monitoring

Best Execution Monitoring Service Helps Investment Firms Achieve Extensive Control And Transparency Over Their Order Execution Practices
Services We Offer

We Deliver What We Promise with Passion

We are a team of specialists in the regulatory reporting field since the early days of the reporting obligations back in 2014.

  • Reliability
  • Dedication
  • Competence
  • Value added

We are recognized by our customers and by the market as well as by National Competent Authorities and auditors as

a highly reliable one stop shop solution provider
for regulatory reporting

combining technology competence with compliance expertise.

We ensure for our clients a seamless and accurate reporting

with the highest satisfaction and best value proposition

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+ 41 58 788 01 55

Make Sure You Are Ready For EMIR REFIT 2024

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CMEs and Abide Clients

We ensure CME and Abide’s clients continuity in their regulatory reporting thanks to a seamless migration to our new Trade Repository and ARMs.
As partner of Abide since the early days, we perfectly know the environment and the format of reporting of Abide and are thus best positioned to support you.
We can take over your current reporting within a few days, keeping till the migration to the new TR your current platform.
Your advantages:

Continuity of Reporting in a familiar environment without worry

Guaranteed transition to the new TR at most attractive conditions

Free Onboarding

Pricing Warrantee

Book Your Demo Today For More Information About Our Services

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