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Our Services

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Our Services Benefit

RegComplyassists financial entities with their obligations to report in a compliant, accurate and efficient manner by providing automation and construction of reports for complex transaction reporting under such regimes as EMIR or MIFIR.

Our range of services and our processes are designed in such a way to reduce your workload whilst empowering you with the control and monitoring of the reporting. This frees up operations, technical and compliance resources so that you can concentrate on your core business and leave the heavy lift of reporting to us.

Our role is to support your company throughout the entire process of reporting and give you the transparency to show that you retain absolute oversight of the reporting process from start to finish.

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+41 58 788 01 55

What we do

Popular Features

Fast Onboarding

Our onboarding is straight forward and requires minimum efforts from your end. The timeframe for go live based on the complexity of your trading environment takes in general 2 to 4 weeks.

Compliance Services

Our experts in compliance can address specific questions as well as support your in matters with the regulator in relation with the reporting. We constantly monitor regulator circulars and we manage pro-actively future changes in regulation.

Managed Services

We consider the entire lifecycle management of reporting the trades. That means you don’t have to worry anymore about e.g. uploading file, correcting potential errors on your own, etc.. You can basically just control and monitor the reporting. We estimate that financial institutes using our services can save up to 0.5 FTE, allowing your resources to dedicate their time and know-how for the core business.

Automation

Upon your approval, we automate the entire process as much as possible by connecting to your platforms to retrieve the necessary data to generate the reports. For the CRM access, if via API, we can as well retrieve the necessary data to report MIFIR. LP margin information is the only part that remains difficult to automate. We can look however into in time.

Reporting Accuracy

Our reporting accuracy is very high and is continuously improving. This is due to the fact that have developed algorithms in validations. Further as we propose managed services together with automation, we have an interest to generate the highest reporting accuracy, to ensure our advantageous offering.